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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-09-24
  • FL RA
    APPROVED
    Since 2021-09-24

Branch Locations

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

6151 Lake Osprey Drive, 3Rd Floor, Sarasota, FL 34240 • United States

Wimauma, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Financial Services Fort Worth TX 07/2021 09/2021
Hillsborough County Public Schools Tampa FL 07/2011 08/2021
First Command Financial Planning Fort Worth TX 09/2021 Present
First Command Advisory Services Fort Worth TX 09/2021 Present
First Command Insurance Services Fort Worth TX 09/2021 Present
Advocare Wimauma FL 10/2011 Present
  • 07/2021 → 09/2021
    First Command Financial Services
    Fort Worth, TX
  • 07/2011 → 08/2021
    Hillsborough County Public Schools
    Tampa, FL
  • 09/2021 → Present
    First Command Financial Planning
    Fort Worth, TX
  • 09/2021 → Present
    Fort Worth, TX
  • 09/2021 → Present
    First Command Insurance Services
    Fort Worth, TX
  • 10/2011 → Present
    Advocare
    Wimauma, FL
Other Businesses

Name of the other business: AdvoCare ; Whether the business is investment-related: No ; Address of the other business: Home-based Business 3007 King Fern Drive Wimauma, FL 33598 ; Nature of the other business: Multi-Level Marketing ; Your position, title, or relationship with the other business: Independent Distributor ; The start date of your relationship: 10/1/2011 ; The approximate number of hours/month you devote to the other business: 1 to 5 ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: AdvoCare is a network marketing company in the health and wellness industry. I am considered an Independent Distributor. I occasionally assist customers with choosing health and wellness products that will benefit them and help them reach their goals. Customers purchase directly through the website and the company sends them their products directly. I make commission off of the customers' purchases.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-14
  • S66 Uniform Combined State Law Examination
    2021-09-14
Other Names
  • Kristen Nicole Oeler
  • Kristen N Garcia

View on SEC IAPD

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