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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-02-27 |
| NY | RA | APPROVED | 2024-02-22 |
Branch Locations
90 Park Ave 17Th Fl, New York, NY 10016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | New York | NY | 01/2022 | Present |
| Massmutual Life Insurance Co | New York | NY | 09/2023 | Present |
| Lenox Advisors | New York | NY | 01/2022 | 08/2024 |
| University Of Maryland, University Recreation & Wellness | College Park | MD | 08/2021 | 12/2021 |
| University Of Maryland | College Park | MD | 08/2018 | 12/2021 |
| Lenox Advisors | New York | NY | 07/2021 | 08/2021 |
| City Of Yonkers, Civil Service | Yonkers | NY | 05/2021 | 06/2021 |
| Goodman Management | Bronx | NY | 05/2018 | 08/2018 |
| Goodman Management | Bronx | NY | 05/2017 | 09/2017 |
| Goodman Management | Bronx | NY | 05/2016 | 09/2016 |
| Bronx High School Of Science | Bronx | NY | 07/2014 | 06/2018 |
| Fifth Avenue Financial | New York | NY | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-05 |
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