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Jonathan Tadashi Lee

Citigroup Global Markets Inc.

Santa Clara, CA

San Jose, CA

San Jose, CA

San Francisco, CA

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-02-01
  • CA RA
    APPROVED
    Since 2022-02-01

Branch Locations

Cwm Retail, Sales 2500 Pruneridge Ave., Santa Clara, CA 95050 • United States

Cwm Retail, Sales 200 W. Taylor St, San Jose, CA 95110 • United States

Cwm Retail, Sales 1310 El Paseo De Saratoga, San Jose, CA 95130 • United States

Citi Wealth Management, Sales One Market Plaza, 40Th Fl, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citi Bank N.A San Jose CA 07/2016 Present
  • 07/2016 → Present
    Citi Bank N.A
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-31
  • S66 Uniform Combined State Law Examination
    2022-01-31
Other Names
  • Jonathan Lee

View on SEC IAPD

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Other Offices

EDELMAN FINANCIAL ENGINES · SANTA CLARA, CA
TAIWANIA CAPITAL MANAGEMENT USA, INC. · SANTA CLARA, CA
AMERIPRISE FINANCIAL SERVICES, LLC · SANTA CLARA, CA
EDELMAN FINANCIAL ENGINES · SANTA CLARA, CA
EDELMAN FINANCIAL ENGINES · SANTA CLARA, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Santa Clara, CA
EDELMAN FINANCIAL ENGINES · SANTA CLARA, CA
CETERA INVESTMENT ADVISERS LLC · SANTA CLARA, CA

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