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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-09-07
TX RA APPROVED 2022-09-06
VA RA APPROVED 2022-09-06
  • FL RA
    APPROVED
    Since 2022-09-07
  • TX RA
    APPROVED
    Since 2022-09-06
  • VA RA
    APPROVED
    Since 2022-09-06

Branch Locations

801 Laurel Oak Drive Suite 201, Naples, FL 34108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capitol Securities Management Glen Allen VA 07/2021 09/2022
City Of Louisville Parks And Rec Louisville CO 05/2020 08/2020
City Of Louisville Parks And Rec Louisville CO 05/2019 08/2019
Boulder Lawns Boulder CO 05/2018 08/2018
Virginia Military Institute Lexington VA 08/2017 05/2021
School Boulder CO 01/2011 03/2017
Home Depot Louisville CO 03/2017 08/2017
Ubs Financial Services Inc. Naples FL 09/2022 Present
  • 07/2021 → 09/2022
    Capitol Securities Management
    Glen Allen, VA
  • 05/2020 → 08/2020
    City Of Louisville Parks And Rec
    Louisville, CO
  • 05/2019 → 08/2019
    City Of Louisville Parks And Rec
    Louisville, CO
  • 05/2018 → 08/2018
    Boulder Lawns
    Boulder, CO
  • 08/2017 → 05/2021
    Virginia Military Institute
    Lexington, VA
  • 01/2011 → 03/2017
    School
    Boulder, CO
  • 03/2017 → 08/2017
    Home Depot
    Louisville, CO
  • 09/2022 → Present
    Naples, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-14
  • S66 Uniform Combined State Law Examination
    2022-03-14

View on SEC IAPD

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