Best Investors
Account
Sign in
Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-07-15 |
| TX | RA | APPROVED_RES | 2025-07-15 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 10/2021 | Present |
| Randstad | Charlotte | NC | 06/2021 | 09/2021 |
| Geodis Logistics, Llc | Coppell | TX | 10/2019 | 06/2021 |
| Selective Staffing Services Inc | Dallas | TX | 08/2019 | 10/2019 |
| Unemployed | Dallas | TX | 01/2011 | 07/2019 |
| Genesis Auto Broker, Llc | Charlotte | NC | 07/2025 | Present |
| Self-Employed | Charlotte | NC | 10/2025 | 05/2026 |
| Vanguard Marketing Corporation | Charlotte | NC | 10/2021 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 07/2025 | Present |
| Self-Employed | Charlotte | NC | 10/2025 | 10/2025 |
| Self-Employed | Charlotte | NC | 10/2025 | Present |
NAME OF BUSINESS: GENESIS AUTO BROKER, LLC NON-INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: AUTO BROKER POSITION: SALES AGENT START DATE: 07/2025 APPROXIMATE HOURS/MONTH: 32 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: AUTO BROKER NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: DELIVERY POSITION: CONTRACTED WITH SPARK START DATE: 10/2025 APPROXIMATE HOURS/MONTH: 8 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DELIVERY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 2021-12-03 |
Reach out to this advisor