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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-02-20 |
| TX | RA | APPROVED | 2024-02-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 06/2021 | Present |
| Hickory High School | Hickory | NC | 09/2016 | 12/2016 |
| Hickory High School | Hickory | NC | 01/2017 | 05/2017 |
| Viewmont Auto Sales | Hickory | NC | 06/2017 | 08/2017 |
| University Of North Carolina At Chapel Hill | Chapel Hill | NC | 09/2017 | 12/2017 |
| University Of North Carolina At Chapel Hill | Chapel Hill | NC | 01/2018 | 05/2018 |
| Mississippi Furniture Xpress | Hildebran | NC | 05/2018 | 08/2018 |
| Salsarita's Fresh Mexican Grill | Hickory | NC | 06/2018 | 08/2018 |
| Salsarita's Fresh Mexican Grill | Hickory | NC | 12/2018 | 12/2018 |
| University Of North Carolina At Chapel Hill | Chapel Hill | NC | 09/2018 | 12/2018 |
| University Of North Carolina At Chapel Hill | Chapel Hill | NC | 01/2019 | 05/2019 |
| Tony Silvagni Surf School | Carolina Beach | NC | 06/2019 | 08/2019 |
| University Of North Carolina At Chapel Hill | Chapel Hill | NC | 09/2019 | 12/2019 |
| Salsarita's Fresh Mexican Grill | Hickory | NC | 12/2019 | 12/2019 |
| University Of North Carolina At Chapel Hill | Chapel Hill | NC | 01/2020 | 05/2020 |
| Salsarita's Fresh Mexican Grill | Hickory | NC | 04/2020 | 05/2020 |
| Unemployed | Chapel Hill | NC | 06/2020 | 08/2020 |
| University Of North Carolina At Chapel Hill | Chapel Hill | NC | 09/2020 | 12/2020 |
| University Of North Carolina At Chapel Hill | Chapel Hill | NC | 01/2021 | 05/2021 |
| Lowes Foods | Chapel Hill | NC | 12/2020 | 04/2021 |
| Self-Employed | Chapel Hill | NC | 03/2021 | 05/2021 |
| Salsarita's Fresh Mexican Grill | Hickory | NC | 05/2021 | 06/2021 |
| Vanguard Marketing Corporation | Charlotte | NC | 06/2021 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 02/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 2021-08-30 |
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