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Thomas Andrew Hall

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bowling Green, KY

Brentwood, TN

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2017-03-14
TX RA APPROVED_RES 2014-10-17
TN RA APPROVED 2012-08-15
  • KY RA
    APPROVED
    Since 2017-03-14
  • TX RA
    APPROVED_RES
    Since 2014-10-17
  • TN RA
    APPROVED
    Since 2012-08-15

Branch Locations

340 E Main Ave, Bowling Green, KY 42101 • United States

201 Franklin Rd, Brentwood, TN 37027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Plainsboro NJ 02/2005 Present
Bank Of America N.A. Nashville TN 11/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-31
  • S66 Uniform Combined State Law Examination
    2006-05-31
Other Names
  • Thomas Hall

View on SEC IAPD

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U.S. BANCORP ADVISORS, LLC · Bowling Green, KY
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NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · BOWLING GREEN, KY
LPL FINANCIAL LLC · BOWLING GREEN, KY
STIFEL, NICOLAUS & COMPANY, INCORPORATED · BOWLING GREEN, KY
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