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Tyrrell Scott Keim

Ubs Financial Services Inc.

Charlotte, NC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-01-05
  • NC RA
    APPROVED
    Since 2026-01-05

Branch Locations

11325 North Community House Road Suite 600, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 06/2021 01/2023
Unemployed Fort Mill SC 05/2021 06/2021
New South Pizza, Inc Fort Mill SC 08/2018 04/2021
Planet Fitness Fort Mill SC 07/2018 11/2018
Pizza Hut Fort Mill SC 08/2017 07/2018
East Of Chicago Pizza Sugarcreek OH 08/2015 07/2017
Winthrop University Rock Hill SC 08/2017 12/2020
Garaway High School Sugarcreek OH 08/2013 06/2017
Ally Invest Securities Llc Charlotte NC 06/2024 07/2025
Pike Engineering Fort Mill SC 03/2023 11/2023
Unemployed Rock Hill SC 11/2023 06/2024
Ubs Financial Services Inc Charlotte NC 12/2025 Present
Unemployed Rock Hill SC 08/2025 11/2025
  • 06/2021 → 01/2023
    The Vanguard Group, Inc.
    Charlotte, NC
  • 05/2021 → 06/2021
    Unemployed
    Fort Mill, SC
  • 08/2018 → 04/2021
    New South Pizza, Inc
    Fort Mill, SC
  • 07/2018 → 11/2018
    Planet Fitness
    Fort Mill, SC
  • 08/2017 → 07/2018
    Pizza Hut
    Fort Mill, SC
  • 08/2015 → 07/2017
    East Of Chicago Pizza
    Sugarcreek, OH
  • 08/2017 → 12/2020
    Winthrop University
    Rock Hill, SC
  • 08/2013 → 06/2017
    Garaway High School
    Sugarcreek, OH
  • 06/2024 → 07/2025
    Ally Invest Securities Llc
    Charlotte, NC
  • 03/2023 → 11/2023
    Pike Engineering
    Fort Mill, SC
  • 11/2023 → 06/2024
    Unemployed
    Rock Hill, SC
  • 12/2025 → Present
    Ubs Financial Services Inc
    Charlotte, NC
  • 08/2025 → 11/2025
    Unemployed
    Rock Hill, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-05
S63 Uniform Securities Agent State Law Examination 2021-09-02
  • S66 Uniform Combined State Law Examination
    2026-01-05
  • S63 Uniform Securities Agent State Law Examination
    2021-09-02
Other Names
  • Tyrrell Scott Keim
  • Tyrrell Keim

View on SEC IAPD

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