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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-02-06 |
Branch Locations
300 Taylorsville Road, Shelbyville, KY 40065 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 06/2021 | 01/2022 |
| Pnc Bank | Richmond | KY | 04/2019 | 06/2021 |
| Walgreens | Richmond | KY | 07/2020 | 12/2020 |
| Pegasus Industries | Shelbyville | KY | 02/2018 | 12/2018 |
| Polo Ralph Lauren | Simsponville | KY | 02/2017 | 05/2018 |
| Old Navy | Simpsonville | KY | 06/2017 | 08/2017 |
| North Face | Simpsonville | KY | 11/2016 | 01/2017 |
| Harvest Cafe | Shelbyville | KY | 05/2017 | 05/2018 |
| Eminence High School | Eminence | KY | 08/2014 | 05/2018 |
| University Of Louisville | Louisville | KY | 08/2018 | 12/2019 |
| Eastern Kentucky University | Richmond | KY | 01/2020 | 05/2022 |
| Fifth Third Bank | Louisville | KY | 02/2022 | Present |
| Fifth Third Securities | Louisville | KY | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 2023-12-12 |
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