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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-03-31 |
| OH | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
100 Howe Drive, Covington, KY 41015-5000 • United States
Cincinnati, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Divisions Maintenance Group | Newport | KY | 06/2019 | 06/2020 |
| Entoura | Nashville | TN | 06/2020 | 06/2021 |
| Sports Plus | Cincinnati | OH | 01/2012 | 08/2018 |
| Student | Oxford | OH | 08/2015 | 05/2019 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2021 | 02/2022 |
| Northwestern Mutual Investment Services Llc | Cincinnati | OH | 12/2021 | 02/2022 |
| Fidelity Investments | Covington | KY | 03/2022 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-22 |
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