Thiago Gaspar Sales

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 06/2022
  Wells Fargo Bank, Na
  Horsham, PA
• 06/2021 → 06/2022
  Wells Fargo Clearing Services, Llc
  Horsham, PA
• 11/2020 → 09/2022
  Doordash
  San Francisco, CA
• 10/2017 → 07/2021
  Warrington Pizza Restaurant Inc
  Warrington, PA
• 10/2022 → 11/2024
  Pruco Securities Llc
  Warrington, PA
• 09/2022 → 10/2023
  Warrington Pizza Restaurant Inc
  Warrington, PA
• 07/2022 → 08/2022
  Jp Morgan Chase
  Southampton, PA
• 11/2022 → Present
  The Prudential Insurance Company Of America
  Warrington, PA
• 11/2024 → Present
  Lpl Enterprise, Llc
  Warrington, PA

Previous Registrations

• 2022-10-28 → 2024-11-14
  Pruco Securities, Llc.
  Warrington, PA
• 2021-11-29 → 2022-07-06
  Wells Fargo Clearing Services, Llc
  Horsham, PA
  Philadelphia, PA

Other Businesses

1. 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)

Exams

• S66 Uniform Combined State Law Examination
  2021-11-27

Other Names

• Thiago Gaspar-Sales
• Thiago Gaspar Sales
• Thiago Gasparsales