Dereck Cochran

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2026 → Present
  Commonwealth Financial Network
  Waltham, MA
• 08/2017 → 05/2021
  Student
  Maryville, MO
• 07/2018 → 12/2018
  Deluxe Corporation
  Maryville, MO
• 08/2012 → 05/2017
  Student
  Saint Joseph, MO
• 05/2017 → 08/2018
  Farner Bocken Company
  Saint Joseph, MO
• 05/2021 → 07/2022
  Pgn Financial
  Kansas City, MO
• 07/2022 → 08/2022
  Tracy Vandyke
  Leawood, KS
• 08/2021 → 06/2022
  Securities America Inc
  Kansas City, MO
• 02/2022 → 06/2022
  Securities America Advisors
  Kansas City, MO
• 08/2022 → 08/2022
  Tracy Vandyke
  Leawood, KS
• 08/2022 → 04/2024
  Northwestern Mutual Investment Services Llc
  Leawood, KS
• 09/2022 → 04/2024
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 04/2024 → 05/2024
  Commonwealth Financial Network
  Waltham, ME
• 04/2024 → 05/2024
  Grant Capital
  Overland Park, KS
• 05/2024 → 06/2026
  Commonwealth Financial Network
  Waltham, MA
• 05/2024 → Present
  Grant Capital
  Overland Park, KS

Previous Registrations

• 2022-09-12 → 2024-04-24
  Northwestern Mutual Investment Services, Llc
  Leawood, KS
• 2022-02-10 → 2022-06-21
  Securities America Advisors, Inc.
  Kansas City, MO

Other Businesses

Fixed insurance sales; Located at 7101 College Boulevard, Suite 880, Overland Park, KS 66210, as of 06/17/2024; 5% of time spent during business hours; Conducted at branch location; Investment related.

Exams

• S66 Uniform Combined State Law Examination
  2021-11-26

Other Names

• Dereck Anthony Cochran
• Dereck Cochran
• Dereck A Cochran