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Lucas James Ratanawong

Ameriprise Financial Services, LLC

Minneapolis, MN

Minneapolis, MN

CRD 7405119

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-01
MN RA APPROVED 2022-01-25
  • TX RA
    APPROVED
    Since 2023-05-01
  • MN RA
    APPROVED
    Since 2022-01-25

Branch Locations

753 Ameriprise Financial Ctr, Minneapolis, MN 55474-0007 • United States

Minneapolis, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wausau East High School Wausau WI 06/2013 05/2017
University Of Wisconsin - Madison Madison WI 06/2017 05/2021
Marathon County - Parks & Recreation Wausau WI 05/2017 08/2017
Shoreline Sightseeing - Chicago Chicago IL 05/2018 08/2019
Ameriprise Financial Minneapolis MN 06/2021 06/2021
Ameriprise Financial Services, Llc Minneapolis MN 03/2020 03/2020
Ameriprise Financial Services, Llc. Minneapolis MN 06/2021 Present
  • 06/2013 → 05/2017
    Wausau East High School
    Wausau, WI
  • 06/2017 → 05/2021
    University Of Wisconsin - Madison
    Madison, WI
  • 05/2017 → 08/2017
    Marathon County - Parks & Recreation
    Wausau, WI
  • 05/2018 → 08/2019
    Shoreline Sightseeing - Chicago
    Chicago, IL
  • 06/2021 → 06/2021
    Ameriprise Financial
    Minneapolis, MN
  • 03/2020 → 03/2020
    Ameriprise Financial Services, Llc
    Minneapolis, MN
  • 06/2021 → Present
    Ameriprise Financial Services, Llc.
    Minneapolis, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-20
  • S66 Uniform Combined State Law Examination
    2022-01-20

View on SEC IAPD

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