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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-06-26 |
| NC | RA | APPROVED | 2024-04-22 |
| TX | RA | APPROVED | 2024-04-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 06/2021 | Present |
| Providence College | Providence | RI | 08/2017 | 05/2021 |
| Lowe's | Cranston | RI | 07/2020 | 04/2021 |
| Leslie's Pool Supplies | Warwick | RI | 05/2020 | 06/2020 |
| Stewart Painting | Hyannis | MA | 05/2019 | 08/2019 |
| Tpc River Highlands | Cromwell | CT | 05/2018 | 08/2018 |
| Dan Melanson Construction | Simsbury | CT | 05/2017 | 08/2017 |
| Northwest Catholic High School | West Hartford | CT | 08/2015 | 06/2017 |
| Vanguard Marketing Corporation | Charlotte | NC | 06/2021 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-19 |
| S63 | Uniform Securities Agent State Law Examination | 2021-09-07 |
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