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Ryan James Sherba

Vanguard Advisers, Inc.

Charlotte, NC

CRD 7404865

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-06-26
NC RA APPROVED 2024-04-22
TX RA APPROVED 2024-04-22
  • CT RA
    APPROVED
    Since 2024-06-26
  • NC RA
    APPROVED
    Since 2024-04-22
  • TX RA
    APPROVED
    Since 2024-04-22

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 06/2021 Present
Providence College Providence RI 08/2017 05/2021
Lowe's Cranston RI 07/2020 04/2021
Leslie's Pool Supplies Warwick RI 05/2020 06/2020
Stewart Painting Hyannis MA 05/2019 08/2019
Tpc River Highlands Cromwell CT 05/2018 08/2018
Dan Melanson Construction Simsbury CT 05/2017 08/2017
Northwest Catholic High School West Hartford CT 08/2015 06/2017
Vanguard Marketing Corporation Charlotte NC 06/2021 Present
Vanguard Advisers, Inc. Charlotte NC 04/2024 Present
  • 06/2021 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 08/2017 → 05/2021
    Providence College
    Providence, RI
  • 07/2020 → 04/2021
    Lowe's
    Cranston, RI
  • 05/2020 → 06/2020
    Leslie's Pool Supplies
    Warwick, RI
  • 05/2019 → 08/2019
    Stewart Painting
    Hyannis, MA
  • 05/2018 → 08/2018
    Tpc River Highlands
    Cromwell, CT
  • 05/2017 → 08/2017
    Dan Melanson Construction
    Simsbury, CT
  • 08/2015 → 06/2017
    Northwest Catholic High School
    West Hartford, CT
  • 06/2021 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
  • 04/2024 → Present
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-19
S63 Uniform Securities Agent State Law Examination 2021-09-07
  • S66 Uniform Combined State Law Examination
    2024-04-19
  • S63 Uniform Securities Agent State Law Examination
    2021-09-07
Other Names
  • Ryan Sherba

View on SEC IAPD

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