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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-10-07 |
| TX | RA | APPROVED | 2024-10-07 |
Branch Locations
560 Mission St Floor 22, San Francisco, CA 94105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | San Francisco | CA | 07/2024 | Present |
| J.P. Morgan Securities Llc | San Francisco | CA | 07/2024 | Present |
| Las Positas College | Livermore | CA | 01/2019 | 05/2022 |
| University Of Southern California | Los Angeles | CA | 08/2022 | 05/2024 |
| Foothill High School | Pleasanton | CA | 08/2014 | 06/2018 |
| United States Marine Corps | San Bruno | CA | 06/2018 | 08/2025 |
| Pnc | Los Angeles | CA | 05/2023 | 08/2023 |
| The Bay Club Company | Pleasanton | CA | 06/2022 | 07/2022 |
| Fremont Bank | Fremont | CA | 06/2021 | 08/2021 |
| Horner Law Group | Walnut Creek | CA | 06/2017 | 05/2018 |
| Castlewood Country Club | Pleasanton | CA | 06/2016 | 05/2017 |
| Horner Law Group | Walnut Creek | CA | 12/2022 | 12/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-07 |
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