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17 Cowboys Way, Suite 300, Frisco, TX 75034 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-03-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cain, Watters & Associates, Llc | Frisco | TX | 07/2020 | Present |
| Whitley Penn | Dallas | TX | 08/2018 | 07/2020 |
| Whitley Penn | Dallas | TX | 06/2017 | 08/2017 |
| Texas A&M Recreation Center | College Station | TX | 03/2015 | 05/2018 |
| Texas A&M University | College Station | TX | 08/2013 | 05/2018 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-12 |
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