Best Investors Account Sign in
Inactive

Gavin Quade Beauregard

Ai Funds

Sausalito, CA

Goshen, KY

Claim This Profile
Current Employers
Ai Funds

75 Gate 5 Rd, Sausalito, CA 94965 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-10-21
  • CA RA
    APPROVED
    Since 2024-10-21

Branch Locations

75 Gate 5 Rd, Sausalito, CA 94965 • United States

Goshen, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Argi Investment Services Louisville KY 05/2021 07/2021
Indiana University Bloomington IN 07/2019 05/2021
Fidelity Indianapolis IN 05/2019 07/2019
Indiana University Bloomington IN 08/2018 05/2019
North Oldham High School Goshen KY 08/2014 08/2018
Indiana University Bloomington IN 07/2021 01/2022
Argi Investment Services Louisville KY 01/2022 04/2023
Cerity Partners Louisville KY 04/2023 11/2023
Ai Funds Inc Lousiville KY 12/2023 Present
  • 05/2021 → 07/2021
    Argi Investment Services
    Louisville, KY
  • 07/2019 → 05/2021
    Indiana University
    Bloomington, IN
  • 05/2019 → 07/2019
    Fidelity
    Indianapolis, IN
  • 08/2018 → 05/2019
    Indiana University
    Bloomington, IN
  • 08/2014 → 08/2018
    North Oldham High School
    Goshen, KY
  • 07/2021 → 01/2022
    Indiana University
    Bloomington, IN
  • 01/2022 → 04/2023
    Argi Investment Services
    Louisville, KY
  • 04/2023 → 11/2023
    Cerity Partners
    Louisville, KY
  • 12/2023 → Present
    Ai Funds Inc
    Lousiville, KY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-06-26
  • S65 Uniform Investment Adviser Law Examination
    2021-06-26

View on SEC IAPD

Other Firms

CALDWELL SUTTER CAPITAL, INC.
MAIN STREET RESEARCH LLC
COMPOSITION WEALTH, LLC
37NORTH CAPITAL MANAGEMENT, LLC
VERT ASSET MANAGEMENT LLC
SEAFRONT CAPITAL PARTNERS LLC
DELTA ACCUMULATION, LLC
PACIFIC MANAGEMENT LTD

Other Investors

EVAN LYLE HERSHEY
Jon Christoph Goshay
Joseph Kevin Raymond
Gregory Joseph Harder
Janelle Durbin
EDWARD TOBIAS SMITH
PETER CHRISTOPHER KARP
ROBERT ELKINS DRISCOLL

Other Offices

CALDWELL SUTTER CAPITAL, INC. · SAUSALITO, CA
MAIN STREET RESEARCH LLC · Sausalito, CA
CALDWELL SUTTER CAPITAL, INC. · SAUSALITO, CA
COMPOSITION WEALTH, LLC · Sausalito, CA
37NORTH CAPITAL MANAGEMENT, LLC · SAUSALITO, CA
VERT ASSET MANAGEMENT LLC · SAUSALITO, CA
SEAFRONT CAPITAL PARTNERS LLC · SAUSALITO, CA
DELTA ACCUMULATION, LLC · SAUSALITO, CA

More in Sausalito, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor