Jonathan D Barna

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2021 → 05/2022
  Equitable Advisors Llc
  Akron, OH
• 06/2020 → 08/2020
  Keybank
  Strongsville, OH
• 05/2021 → 07/2021
  Unemployed
  Valley City, OH
• 01/2011 → 05/2021
  Student
  Valley City, OH
• 06/2022 → 03/2025
  Mai Capital Managment Llc
  Cleveland, OH
• 03/2025 → Present
  Lpl Financial Llc
  Willoughby Hills, OH

Previous Registrations

• 2022-06-09 → 2025-03-14
  Mai Capital Management, Llc
  Cleveland, OH
• 2022-01-13 → 2022-06-02
  Equitable Advisors, Llc
  Akron, OH

Other Businesses

1 - 02/2025 - Vault Financial Group, LLC - DBA for LPL Business - Previously approved - Inv Related - 160 Hours/Month - 40 Hours During Trading - At reported business location(s).

Exams

• S63 Uniform Securities Agent State Law Examination
  2025-06-20
• S66 Uniform Combined State Law Examination
  2022-01-10

Designations

• Certified Financial Planner

Other Names

• Jonathan Barna
• Johnny Barna
• Jonathan David Barna