Neha Mathur

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2021 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Newnan, GA
• 05/2018 → 02/2020
  Bank Of America
  Fayetteville, GA
• 01/2018 → 05/2018
  Yamaha Motor Manufacturing Corp Of America
  Newnan, GA
• 02/2020 → 08/2020
  Unemployed
  Peachtree City, GA
• 06/2016 → 04/2017
  Unemployed
  Pune
• 04/2017 → 01/2018
  Unemployed
  Peachtree City, GA
• 08/2020 → 06/2021
  Bank Of America
  Peachtree City, GA
• 09/2021 → Present
  Bank Of America, N.A.
  Newnan, GA

Other Businesses

I*1242275 For profit or not for profit: Entity For Profit Name of outside business organization: None Investment related: N Address of business: ., Georgia, 30214 Nature of business: ["Corporation"] Position, title, association: ["Other"], Start date of relationship: 4/10/2023 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Acting role or non acting extra cast for a movie/tv commercial or other

Exams

• S66 Uniform Combined State Law Examination
  2021-08-29