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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-05 |
| FL | RA | APPROVED | 2021-11-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Miami | FL | 06/2021 | Present |
| Bank Of America | Miami | FL | 09/2014 | 06/2021 |
| Bank Of America, N.A. | Miami | FL | 08/2021 | Present |
I*2133261, Entity Type: Entity For Profit, Name of OBA: N/A, Address: miami, Florida, 33130, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Owner, Employee State Date: 01/03/2025, No Hours: 5 Weekly, No Hours during Trading: 0 Weekly, Duties: Founder and Strategic planner, Retail sales
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-02 |
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