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5950 Fairview Road, Suite 140, Charlotte, NC 28210 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-02-01 |
| CA | RA | APPROVED | 2022-01-05 |
| CO | RA | APPROVED | 2022-01-05 |
| NY | RA | APPROVED | 2022-01-05 |
Branch Locations
5950 Fairview Road, Suite 140, Charlotte, NC 28210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 01/2014 | 01/2022 |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 01/2014 | 01/2022 |
| Innovation Partners Llc | Charlotte | NC | 01/2022 | Present |
| Ip Financial Advisory Services Llc | Charlotte | NC | 01/2022 | Present |
1. PRowe Wealth Building & Management, sole owner 40 hrs week. primarily for fixed insurance, life, health, medicare & fixed annuities & securities business 2. PERSONAL REPRESENTATIVE, WOODLAND PARK, CO, 11/2018. H.P. ESTATE. NIR-10/MO-0/TRADING. 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 01/02/14 4. TRUSTEE, 1151 PONDEROSA WAY, WOODLAND PARK CO, TRUSTEE OF R.H. RESISUARY TRUST, 09/04/19, 35 HR/YR- 0/TRADING HR. 5. TRUSTEE, 1151 PONDEROSA WAY, WOODLAND PARK CO, TRUSTEE H.P. IRREVOCABLE TRUST, 07/13/20, NIR, 2/MO- 0/TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2009-10-19 |
| S65 | Uniform Investment Adviser Law Examination | 2007-03-17 |
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