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Employer firm

Knights Of Columbus Asset Advisors LLC CRD 174129

$30.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Knights Of Columbus Asset Advisors Llc

One Columbus Plaza, New Haven, CT 06510 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-05-28
FL RA APPROVED 2026-05-12
OH RA APPROVED 2026-04-20
MA RA APPROVED 2026-03-19
WV RA APPROVED 2026-02-27
NC RA APPROVED 2026-02-26
PA RA APPROVED 2026-02-26
VA RA APPROVED 2025-12-09
  • SC RA
    APPROVED
    Since 2026-05-28
  • FL RA
    APPROVED
    Since 2026-05-12
  • OH RA
    APPROVED
    Since 2026-04-20
  • MA RA
    APPROVED
    Since 2026-03-19
  • WV RA
    APPROVED
    Since 2026-02-27
  • NC RA
    APPROVED
    Since 2026-02-26
  • PA RA
    APPROVED
    Since 2026-02-26
  • VA RA
    APPROVED
    Since 2025-12-09

Branch Locations

1151 Nuckols Rd Suite D2, Glen Allen, VA 23059 • United States

One Columbus Plaza, New Haven, CT 06510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Knights Of Columbus Insurance New Haven CT 10/2017 Present
Knights Of Columbus Asset Advisors Llc New Haven CT 06/2021 Present
Wawa Food Markets Ocean City NJ 11/2010 10/2017
  • 10/2017 → Present
    Knights Of Columbus Insurance
    New Haven, CT
  • 06/2021 → Present
    New Haven, CT
  • 11/2010 → 10/2017
    Wawa Food Markets
    Ocean City, NJ
Other Businesses

Knights of Columbus Insurance, One Columbus Blvd., New Haven, CT, non-investment, Assistant General Manager, Oct 2017to present. About 40 hours per week. Review families risks and needs, and offer products and services to cover those needs; using life, disability, and long-term care insurances, as well as fixed annuities.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-09
  • S65 Uniform Investment Adviser Law Examination
    2025-12-09

View on SEC IAPD

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