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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-03-16
  • NJ RA
    APPROVED
    Since 2026-03-16

Branch Locations

67 E Park Pl Ste 750, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc New York NY 05/2022 05/2024
Stifel Nicolaus New York NY 06/2021 07/2021
Millbrook School Millbrook NY 06/2014 06/2018
Raquette Lake Boys Camp Raquette Lake NY 06/2018 08/2018
Tulane University New Orleans LA 08/2018 12/2019
George Washington University Washington DC 01/2020 05/2022
J.P. Morgan Securities Llc New York NY 06/2024 03/2026
Jpmorgan Chase Bank, N.A. New York NY 06/2024 03/2026
Raymond James Financial Services Inc. Morristown NJ 03/2026 Present
Raymond James Financial Services Advisors Inc. Morristown NJ 03/2026 Present
  • 05/2022 → 05/2024
    Morgan Stanley Smith Barney Llc
    New York, NY
  • 06/2021 → 07/2021
    Stifel Nicolaus
    New York, NY
  • 06/2014 → 06/2018
    Millbrook School
    Millbrook, NY
  • 06/2018 → 08/2018
    Raquette Lake Boys Camp
    Raquette Lake, NY
  • 08/2018 → 12/2019
    Tulane University
    New Orleans, LA
  • 01/2020 → 05/2022
    George Washington University
    Washington, DC
  • 06/2024 → 03/2026
    New York, NY
  • 06/2024 → 03/2026
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 03/2026 → Present
    Raymond James Financial Services Inc.
    Morristown, NJ
  • 03/2026 → Present
    Morristown, NJ
Previous Registrations
Other Businesses

(1) Name of Business: Eagle Rock, A Greenberg & Rapp Co Address: 67 E Park Pl Ste 750, Morristown, NJ, 07960-7103, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 03/16/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: My role will be as an Investment Planner. I will be responsible for running financial plans as well as managing portfolio reallocations for clients.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-07
  • S66 Uniform Combined State Law Examination
    2022-10-07
Designations
Other Names
  • Samuel Jay Rosenbaum
  • Samuel J Rosenbaum
  • Samuel J. Rosenbaum

View on SEC IAPD

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