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Michael Mezzacappa

J.P. Morgan Securities LLC

Greenwich, CT

CRD 7404218

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-09-09
TX RA APPROVED 2022-09-09
  • CT RA
    APPROVED
    Since 2022-09-09
  • TX RA
    APPROVED
    Since 2022-09-09

Branch Locations

100 W Putnam Ave Floor 04, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank, N.A. Greenwich CT 07/2022 Present
Jp Morgan Securities, Llc Greenwich CT 07/2022 Present
Stifel Financial Corp. New York NY 06/2021 08/2021
Barnum Wealth Management Stamford CT 07/2019 08/2019
East Hampton Grill East Hampton NY 06/2021 08/2021
Unemployed New York NY 09/2019 05/2021
Unemployed New York NY 09/2021 06/2022
Whippoorwill Country Club Armonk NY 06/2017 08/2017
Unemployed New York NY 09/2016 05/2017
Unemployed New York NY 09/2017 05/2018
New York Athletic Club Pelham NY 06/2018 08/2018
University Of Notre Dame South Bend IN 09/2018 12/2018
Unemployed New York NY 01/2019 06/2019
  • 07/2022 → Present
    Jp Morgan Chase Bank, N.A.
    Greenwich, CT
  • 07/2022 → Present
    Jp Morgan Securities, Llc
    Greenwich, CT
  • 06/2021 → 08/2021
    Stifel Financial Corp.
    New York, NY
  • 07/2019 → 08/2019
    Barnum Wealth Management
    Stamford, CT
  • 06/2021 → 08/2021
    East Hampton Grill
    East Hampton, NY
  • 09/2019 → 05/2021
    Unemployed
    New York, NY
  • 09/2021 → 06/2022
    Unemployed
    New York, NY
  • 06/2017 → 08/2017
    Whippoorwill Country Club
    Armonk, NY
  • 09/2016 → 05/2017
    Unemployed
    New York, NY
  • 09/2017 → 05/2018
    Unemployed
    New York, NY
  • 06/2018 → 08/2018
    New York Athletic Club
    Pelham, NY
  • 09/2018 → 12/2018
    University Of Notre Dame
    South Bend, IN
  • 01/2019 → 06/2019
    Unemployed
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-09
  • S66 Uniform Combined State Law Examination
    2022-09-09
Other Names
  • Michael Nicholas Mezzacappa
  • Michael Mezzacappa

View on SEC IAPD

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