Best Investors Account Sign in
Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2022-05-09
  • WI RA
    APPROVED
    Since 2022-05-09

Branch Locations

W233 N2080 Ridgeview Pkw Suite 202, Waukesha, WI 53188 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Waukesha WI 06/2021 Present
Drake & Associates Waukesha WI 05/2019 06/2021
Airgas Germantown WI 01/2019 05/2019
Target Oak Creek WI 10/2007 12/2018
  • 06/2021 → Present
    Stifel
    Waukesha, WI
  • 05/2019 → 06/2021
    Drake & Associates
    Waukesha, WI
  • 01/2019 → 05/2019
    Airgas
    Germantown, WI
  • 10/2007 → 12/2018
    Target
    Oak Creek, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-06
  • S66 Uniform Combined State Law Examination
    2022-05-06

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Waukesha, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor