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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-09-29 |
Branch Locations
8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Charlotte | NC | 06/2023 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 06/2023 | Present |
| Ballantyne Country Club | Charlotte | NC | 06/2021 | 07/2021 |
| Northwestern Mutual | Charlotte | NC | 07/2021 | 07/2021 |
| Tiaa | Charlotte | NC | 06/2022 | 08/2022 |
| Carmel Christian High School | Charlotte | NC | 08/2015 | 05/2019 |
| Christopher Newport University | Newport News | VA | 08/2019 | 05/2023 |
| Ballantyne Country Club | Charlotte | NC | 06/2019 | 08/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-29 |
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