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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-12-16 |
Branch Locations
225 108Th Avenue Ne Suite 800, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Washington | Seattle | WA | 09/2020 | 06/2024 |
| Hilltop Securities Inc. | Encino | CA | 06/2021 | 08/2021 |
| Ubs Financial Services, Inc. | Bellevue | WA | 06/2023 | 08/2023 |
| Ubs Financial Services, Inc. | Bellevue | WA | 05/2024 | 12/2024 |
| Hazen High School | Renton | WA | 09/2016 | 06/2020 |
| Ubs Financial Services, Inc. | Bellevue | WA | 12/2024 | 06/2025 |
| Ubs Financial Services, Inc. | Bellevue | WA | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-27 |
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