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Inactive

Nicholas James Tumilty

Jmg Financial Group Ltd

Downers Grove, IL

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Current Employers
Jmg Financial Group Ltd

2001 Butterfield Road, Suite 1400, Downers Grove, IL 60515 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-01-21
  • IL RA
    APPROVED
    Since 2025-01-21

Branch Locations

2001 Butterfield Road, Suite 1400, Downers Grove, IL 60515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Chicago IL 05/2021 01/2022
Wealthspire Madison WI 06/2020 07/2020
Uw-Madison Wisconsin School Of Business Madison WI 01/2020 04/2021
Uw Madison Wisconsin School Of Business Madison WI 08/2019 12/2020
Uw Madison Wisconsin School Of Business Madison WI 09/2018 12/2019
Mauser Packing Solutions Oak Brook IL 05/2019 08/2019
Glenbard North High School Carol Stream IL 06/2016 08/2018
Doordash Bloomingdale IL 05/2020 06/2021
Jmg Financial Downers Grove IL 02/2022 Present
  • 05/2021 → 01/2022
    Charles Schwab & Co., Inc.
    Chicago, IL
  • 06/2020 → 07/2020
    Wealthspire
    Madison, WI
  • 01/2020 → 04/2021
    Uw-Madison Wisconsin School Of Business
    Madison, WI
  • 08/2019 → 12/2020
    Uw Madison Wisconsin School Of Business
    Madison, WI
  • 09/2018 → 12/2019
    Uw Madison Wisconsin School Of Business
    Madison, WI
  • 05/2019 → 08/2019
    Mauser Packing Solutions
    Oak Brook, IL
  • 06/2016 → 08/2018
    Glenbard North High School
    Carol Stream, IL
  • 05/2020 → 06/2021
    Doordash
    Bloomingdale, IL
  • 02/2022 → Present
    Jmg Financial
    Downers Grove, IL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-08-06
  • S63 Uniform Securities Agent State Law Examination
    2021-08-06
Designations
Other Names
  • Nick Tumilty
  • Nicholas Tumilty

View on SEC IAPD

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Brian Christopher VanBuren
Jonathan W Jamieson
Chloe Fakhouri
Erik Jonathan Faust
Michael Thomas Bellah
Kevin J Ryan

Other Offices

ARBOR FINANCIAL SERVICES, LLC · DOWNERS GROVE, IL
CAPSTONE FINANCIAL ADVISORS INC · DOWNERS GROVE, IL
FELDMAN, INGARDONA & CO · DOWNERS GROVE, IL
CLEMENT STREET CAPITAL LLC · DOWNERS GROVE, IL
EAGLE STRATEGIES LLC · DOWNERS GROVE, IL
AMERIPRISE FINANCIAL SERVICES, LLC · DOWNERS GROVE, IL
EDWARD JONES · DOWNERS GROVE, IL
APOLLON FINANCIAL, LLC · Downers Grove, IL

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