Best Investors Account Sign in

Randall Takeshi Takaki

LPl Enterprise, LLC

Long Beach, CA

Claim This Profile
Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-11-14
CA RA APPROVED 2024-11-14
HI RA APPROVED 2024-11-14
ID RA APPROVED 2024-11-14
PA RA APPROVED 2024-11-14
TX RA APPROVED 2024-11-14
UT RA APPROVED 2024-11-14
  • AZ RA
    APPROVED
    Since 2024-11-14
  • CA RA
    APPROVED
    Since 2024-11-14
  • HI RA
    APPROVED
    Since 2024-11-14
  • ID RA
    APPROVED
    Since 2024-11-14
  • PA RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED
    Since 2024-11-14
  • UT RA
    APPROVED
    Since 2024-11-14

Branch Locations

249 E. Ocean Blvd Suite 712, Long Beach, CA 90802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Takwealth Torrance CA 08/2016 06/2022
The Prudential Insurance Company Of America Torrance CA 07/2022 Present
Pruco Securities Llc Torrance CA 07/2022 11/2024
Lpl Enterprise, Llc Torrance CA 11/2024 Present
  • 08/2016 → 06/2022
    Takwealth
    Torrance, CA
  • 07/2022 → Present
    The Prudential Insurance Company Of America
    Torrance, CA
  • 07/2022 → 11/2024
    Torrance, CA
  • 11/2024 → Present
    Torrance, CA
Previous Registrations
Other Businesses

FARENH, LLC POSITION: Founder NATURE: Retail Sales INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2021 ADDRESS: 21151 S. Western Ave #157, Torrance CA 90501, United States DESCRIPTION: Sourcing products to sell and listing them. TAKWEALTH FINANCIAL AND INSURANCE SERVICES POSITION: Founder NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/03/2022 ADDRESS: 21151 S. Western Ave. #157, Torrance CA 90501, United States DESCRIPTION: Sales and Service of Insurance and Investments

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-07-20
S66 Uniform Combined State Law Examination 2005-04-22
  • S63 Uniform Securities Agent State Law Examination
    2022-07-20
  • S66 Uniform Combined State Law Examination
    2005-04-22
Designations
Other Names
  • Randall T Takaki
  • Randy Takaki
  • Randall Takeshi Takaki
  • Randall Takaki

View on SEC IAPD

More in Long Beach, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor