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Sean Miguel Able

Tiaa-Cref Individual & Institutional Services, LLC

Charlotte, NC

Charlotte, NC

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-11-20
  • NC RA
    APPROVED
    Since 2024-11-20

Branch Locations

8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vanguard Marketing Corporation Charlotte NC 05/2023 10/2024
New York Life Insurance Company Charlotte NC 08/2021 01/2023
Enterprise Rent-A-Car Charlotte NC 02/2018 05/2021
North Carolina Central University Durham NC 05/2013 12/2017
Unemployed Charlotte NC 01/2023 05/2023
Vanguard Advisers, Inc. Charlotte NC 09/2023 10/2024
Tiaa Charlotte NC 10/2024 Present
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 10/2024 Present
  • 05/2023 → 10/2024
    Vanguard Marketing Corporation
    Charlotte, NC
  • 08/2021 → 01/2023
    New York Life Insurance Company
    Charlotte, NC
  • 02/2018 → 05/2021
    Enterprise Rent-A-Car
    Charlotte, NC
  • 05/2013 → 12/2017
    North Carolina Central University
    Durham, NC
  • 01/2023 → 05/2023
    Unemployed
    Charlotte, NC
  • 09/2023 → 10/2024
    Vanguard Advisers, Inc.
    Charlotte, NC
  • 10/2024 → Present
    Tiaa
    Charlotte, NC
  • 10/2024 → Present
    Tiaa-Cref Individual & Institutional Services, Llc
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-15
  • S66 Uniform Combined State Law Examination
    2023-09-15
Other Names
  • Sean Able
  • Sean Miguel Able

View on SEC IAPD

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