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Sarah Potter Swan

Howe And Rusling, Inc.

Rochester, NY

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Current Employers
Howe And Rusling, Inc.

165 Culver Rd Suite 100, Rochester, NY 14620 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-13
NY RA APPROVED 2021-07-09
  • TX RA
    APPROVED
    Since 2023-01-13
  • NY RA
    APPROVED
    Since 2021-07-09

Branch Locations

165 Culver Rd Suite 100, Rochester, NY 14620 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Howe And Rusling, Inc. Rochester NY 06/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-06-10
  • S65 Uniform Investment Adviser Law Examination
    2021-06-10
Other Names
  • Sarah Potter

View on SEC IAPD

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MORGAN STANLEY · Rochester, NY
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NOVEM GROUP · ROCHESTER, NY
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EDELMAN FINANCIAL ENGINES · ROCHESTER, NY
RISE ADVISORS, LLC · ROCHESTER, NY
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