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Lauren Elizabeth Gugger

Vanguard Advisers, Inc.

Malvern, PA

CRD 7403373

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-09-14
TX RA APPROVED 2023-09-14
  • PA RA
    APPROVED
    Since 2023-09-14
  • TX RA
    APPROVED
    Since 2023-09-14

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 06/2021 Present
William Tennent High School Warminster PA 09/2013 06/2017
Maplewood Swim Club Southampton PA 06/2014 08/2019
Fedex Corporation Fort Washington PA 12/2018 12/2020
Millersville University Millersville PA 02/2019 05/2019
Millersville University Millersville PA 08/2017 05/2021
Vanguard Marketing Corporation Malvern PA 06/2021 Present
  • 06/2021 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 09/2013 → 06/2017
    William Tennent High School
    Warminster, PA
  • 06/2014 → 08/2019
    Maplewood Swim Club
    Southampton, PA
  • 12/2018 → 12/2020
    Fedex Corporation
    Fort Washington, PA
  • 02/2019 → 05/2019
    Millersville University
    Millersville, PA
  • 08/2017 → 05/2021
    Millersville University
    Millersville, PA
  • 06/2021 → Present
    Vanguard Marketing Corporation
    Malvern, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-12
S63 Uniform Securities Agent State Law Examination 2021-09-02
  • S66 Uniform Combined State Law Examination
    2023-09-12
  • S63 Uniform Securities Agent State Law Examination
    2021-09-02
Other Names
  • Lauren Gugger

View on SEC IAPD

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