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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2021-08-30
  • IN RA
    APPROVED
    Since 2021-08-30

Branch Locations

8801 River Crossing Blvd Suite 400, Indianapolis, IN 46240-4609 • United States

Carmel, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Indianapolis IN 07/2008 07/2021
Ubs Financial Services Indianapolis IN 07/2021 Present
  • 07/2008 → 07/2021
    Jpmorgan Chase
    Indianapolis, IN
  • 07/2021 → Present
    Ubs Financial Services
    Indianapolis, IN
Other Businesses

1. Priority Physicians Realty / Company / My husband co-owns his concierge medica 2. Metropolitan Indianapolis Public Media (MIPM), Indianapolis IndianaUnited States-46202, Charity, Telecommunications, Public Media tv, radio and onlineActiveMember of Board of directors, Oversight of nonprofit organization in its mission, Yes, as member of a audit committee, start date-1/1/2025.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-30
  • S66 Uniform Combined State Law Examination
    2021-08-30

View on SEC IAPD

Other Firms

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