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Jessica L Palpallatoc

Wells Fargo Clearing Services, LLC

Charlotte, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-05-13
TX RA APPROVED 2024-05-13
  • NC RA
    APPROVED
    Since 2024-05-13
  • TX RA
    APPROVED
    Since 2024-05-13

Branch Locations

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Charlotte NC 06/2021 Present
Wells Fargo Securities, Llc Charlotte NC 06/2021 Present
Stevens Institute Of Technology Hoboken NJ 08/2017 05/2021
East Brunswick High School East Brunswick NJ 09/2013 06/2017
  • 06/2021 → Present
    Wells Fargo Bank, Na
    Charlotte, NC
  • 06/2021 → Present
    Wells Fargo Securities, Llc
    Charlotte, NC
  • 08/2017 → 05/2021
    Stevens Institute Of Technology
    Hoboken, NJ
  • 09/2013 → 06/2017
    East Brunswick High School
    East Brunswick, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-11
S63 Uniform Securities Agent State Law Examination 2022-07-12
  • S66 Uniform Combined State Law Examination
    2024-05-11
  • S63 Uniform Securities Agent State Law Examination
    2022-07-12
Other Names
  • Jessica Razak
  • Jessica Lynne Palpallatoc

View on SEC IAPD

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