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Julen Ormaza

Wells Fargo Clearing Services, LLC

Charlotte, NC

St. Louis, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-03-04
  • NC RA
    APPROVED
    Since 2025-03-04

Branch Locations

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Westlake TX 06/2021 12/2023
Pro Football Focus Columbia SC 06/2020 12/2020
Alight Solutions The Woodlands TX 06/2019 08/2019
Duette Gifts And Paper The Woodlands TX 06/2016 06/2017
The Woodlands High School The Woodlands TX 08/2013 06/2017
University Of South Carolina Columbia SC 08/2017 05/2021
Wells Fargo Clearing Services, Llc Charlotte NC 09/2024 Present
Student The Woodlands TX 12/2023 08/2024
  • 06/2021 → 12/2023
    Fidelity Investments
    Westlake, TX
  • 06/2020 → 12/2020
    Pro Football Focus
    Columbia, SC
  • 06/2019 → 08/2019
    Alight Solutions
    The Woodlands, TX
  • 06/2016 → 06/2017
    Duette Gifts And Paper
    The Woodlands, TX
  • 08/2013 → 06/2017
    The Woodlands High School
    The Woodlands, TX
  • 08/2017 → 05/2021
    University Of South Carolina
    Columbia, SC
  • 09/2024 → Present
    Wells Fargo Clearing Services, Llc
    Charlotte, NC
  • 12/2023 → 08/2024
    Student
    The Woodlands, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-08-01
S63 Uniform Securities Agent State Law Examination 2021-11-08
  • S65 Uniform Investment Adviser Law Examination
    2024-08-01
  • S63 Uniform Securities Agent State Law Examination
    2021-11-08
Designations
Other Names
  • Julen Inaki Ormaza
  • Julen Ormaza

View on SEC IAPD

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FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
TLG ADVISORS, INC. · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC

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