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Alan Joseph Rattee

Carlson Investments

Concord, NH

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Current Employers
Carlson Investments

Two Capital Plaza Suite 404, Concord, NH 03301 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-07-01
MA RA APPROVED 2024-05-15
MO RA APPROVED 2024-04-19
NH RA APPROVED 2024-04-19
  • VA RA
    APPROVED
    Since 2025-07-01
  • MA RA
    APPROVED
    Since 2024-05-15
  • MO RA
    APPROVED
    Since 2024-04-19
  • NH RA
    APPROVED
    Since 2024-04-19

Branch Locations

Two Capital Plaza Suite 404, Concord, NH 03301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Irwin Marine Gilford NH 05/2018 08/2018
Hamilton College Clinton NY 08/2018 05/2019
Irwin Marine Gilford NH 05/2019 08/2019
Hamilton College Clinton NY 08/2019 05/2020
Fidelity Investments Merrimack NH 06/2020 08/2020
Hamilton College Clinton NY 08/2020 06/2021
Fidelity Investments Merrimack NH 06/2021 04/2024
Tilton School Tilton NH 08/2014 05/2017
Hamilton College Clinton NY 05/2017 05/2018
Anb Fire Protection Penacook NH 06/2015 05/2018
Dl Carlson Investment Group Inc Concord NH 04/2024 Present
  • 05/2018 → 08/2018
    Irwin Marine
    Gilford, NH
  • 08/2018 → 05/2019
    Hamilton College
    Clinton, NY
  • 05/2019 → 08/2019
    Irwin Marine
    Gilford, NH
  • 08/2019 → 05/2020
    Hamilton College
    Clinton, NY
  • 06/2020 → 08/2020
    Fidelity Investments
    Merrimack, NH
  • 08/2020 → 06/2021
    Hamilton College
    Clinton, NY
  • 06/2021 → 04/2024
    Fidelity Investments
    Merrimack, NH
  • 08/2014 → 05/2017
    Tilton School
    Tilton, NH
  • 05/2017 → 05/2018
    Hamilton College
    Clinton, NY
  • 06/2015 → 05/2018
    Anb Fire Protection
    Penacook, NH
  • 04/2024 → Present
    Dl Carlson Investment Group Inc
    Concord, NH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-02
S63 Uniform Securities Agent State Law Examination 2021-10-29
  • S65 Uniform Investment Adviser Law Examination
    2024-04-02
  • S63 Uniform Securities Agent State Law Examination
    2021-10-29
Other Names
  • Alan Joseph Rattee
  • Alan Joseph Rattee

View on SEC IAPD

Other Firms

UBS FINANCIAL SERVICES INC.
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EDWARD JONES
MARINER
BROOKSTONE CAPITAL MANAGEMENT LLC
RBC CAPITAL MARKETS, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CETERA INVESTMENT ADVISERS LLC

Other Investors

ADAM JOSEPH RUEDIG
WILLIAM DAVIS CHAPIN
PAUL BASIL MAKRIS
PATRICK J. HENNING
TIFFANY ROSE SNOW
MITCHELL HAYES
KATHERINE ROSE KIPPEN
Evan Basil Makris

Other Offices

UBS FINANCIAL SERVICES INC. · CONCORD, NH
FOCUS PARTNERS WEALTH, LLC · Concord, NH
EDWARD JONES · CONCORD, NH
MARINER · Concord, NH
MARINER · Concord, NH
BROOKSTONE CAPITAL MANAGEMENT LLC · Concord, NH
RBC CAPITAL MARKETS, LLC · CONCORD, NH
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Concord, NH

More in Concord, NH

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