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Joshua Reid Finley

Strategic Advisers LLC

Covington, KY

Cincinnati, OH

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-03-31
OH RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • KY RA
    APPROVED
    Since 2025-03-31
  • OH RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

100 Howe Drive, Covington, KY 41015-5000 • United States

Cincinnati, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Covington KY 06/2021 Present
Lebanon City Schools Lebanon OH 06/2011 05/2017
Georgetown College Georgetown KY 08/2017 05/2021
Krogers Lebanon KY 03/2016 07/2017
Inflatable Fun Nicholasville KY 05/2018 07/2018
Lowe'S South Lebanon KY 05/2019 07/2019
Creech'S Garden Center And Landscape Lebanon KY 06/2020 07/2020
Georgetown College Georgetown KY 08/2020 05/2021
Fidelity Investments Boston MA 03/2025 Present
  • 06/2021 → Present
    Fidelity Investments
    Covington, KY
  • 06/2011 → 05/2017
    Lebanon City Schools
    Lebanon, OH
  • 08/2017 → 05/2021
    Georgetown College
    Georgetown, KY
  • 03/2016 → 07/2017
    Krogers
    Lebanon, KY
  • 05/2018 → 07/2018
    Inflatable Fun
    Nicholasville, KY
  • 05/2019 → 07/2019
    Lowe'S
    South Lebanon, KY
  • 06/2020 → 07/2020
    Creech'S Garden Center And Landscape
    Lebanon, KY
  • 08/2020 → 05/2021
    Georgetown College
    Georgetown, KY
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2022-08-02 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Covington, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-27
S63 Uniform Securities Agent State Law Examination 2021-11-01
  • S66 Uniform Combined State Law Examination
    2022-07-27
  • S63 Uniform Securities Agent State Law Examination
    2021-11-01
Other Names
  • Joshua Reid Finley
  • Joshua Finley

View on SEC IAPD

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Other Investors

ALEX CHISHOLM
CHRISTOPHER M HATFIELD
JOSEPH D QUIGLEY
BERNARD WILLIAM WESSELMAN
DUSTIN WATKINS
TIMOTHY J WALLIN
JAIME MARIE LANHAM
DONALD W STEWART

Other Offices

STRATEGIC ADVISERS LLC · COVINGTON, KY
STRATEGIC ADVISERS LLC · COVINGTON, KY
PNC WEALTH MANAGEMENT LLC · FORT MITCHELL, KY
STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mitchell, KY
ROBERT W. BAIRD & CO. INCORPORATED · Fort Wright, KY
EP WEALTH ADVISORS · Fort Wright, KY
DEAN DORTON WEALTH MANAGEMENT, LLC · FORT WRIGHT, KY
EP WEALTH ADVISORS · FORT WRIGHT, KY

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