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Kevin Francis Connors

LPl Financial LLC

Torrance, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-10-16
TX RA APPROVED_RES 2018-10-16
  • CA RA
    APPROVED
    Since 2018-10-16
  • TX RA
    APPROVED_RES
    Since 2018-10-16

Branch Locations

25500 Hawthorne Blvd Ste 2145, Torrance, CA 90505 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks Llc El Segundo CA 01/2013 10/2018
The Connors Group Torrance CA 06/2017 Present
Lpl Financial, Llc Torrance CA 10/2018 Present
Connors Financial Services Torrance CA 01/2005 06/2017
  • 01/2013 → 10/2018
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 06/2017 → Present
    The Connors Group
    Torrance, CA
  • 10/2018 → Present
    Torrance, CA
  • 01/2005 → 06/2017
    Connors Financial Services
    Torrance, CA
Previous Registrations
  • 2015-09-11 → 2018-10-16
    Cetera Wealth Services, Llc
    Torrance, CA
    Torrance, CA
Other Businesses

1. 1/16/2019 - THE CONNORS GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/24/2006 - Time Spent 100%. 2. 1/16/2019 - CONNORS FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/01/1994. 3. 1/16/2019 - KEVIN F. CONNORS TAX PREPARATION - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started 02/01/2006 - 25 Hours Per Month - Tax prep and advice.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-01-28
  • S66 Uniform Combined State Law Examination
    2010-01-28
Designations

View on SEC IAPD

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