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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-03-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The University Of Alabama In Huntsville | Huntsville | AL | 08/2016 | 05/2017 |
| The University Of Alabama In Huntsvile | Huntsville | AL | 08/2017 | 05/2018 |
| The University Of Alabama In Huntsville | Huntsville | AL | 08/2018 | 05/2019 |
| The University Of Alabama In Huntsville | Huntsville | AL | 08/2019 | 12/2019 |
| The University Of Alabama In Huntsville | Huntsville | AL | 08/2020 | 12/2020 |
| Bmss | Huntsville | AL | 01/2020 | 03/2020 |
| Bmss | Huntsville | AL | 01/2019 | 04/2019 |
| Hall Albright Garrison & Barnes | Huntsville | AL | 02/2018 | 04/2018 |
| Cracker Barrel | Fort Payne | AL | 05/2017 | 08/2017 |
| Walmart | Fort Payne | AL | 05/2019 | 08/2019 |
| Unemployed | Fort Payne | AL | 04/2020 | 08/2020 |
| Unemployed | Huntsville | AL | 01/2021 | 06/2021 |
| Fidelity Investments | Westlake | TX | 06/2021 | 03/2023 |
| Unemployed | Fort Payne | AL | 05/2018 | 08/2018 |
| Charles Schwab & Co., Inc. | Westlake | TX | 03/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 2021-11-08 |
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