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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-08-11
  • MD RA
    APPROVED
    Since 2025-08-11

Branch Locations

Ellicott City, MD • United States

6011 University Blvd Ste 300, Ellicott City, MD 21043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Ellicott City MD 08/2024 Present
University Of Maryland College Park MD 08/2023 05/2024
Equitable Columbia MD 05/2023 08/2023
University Of Maryland College Park MD 08/2022 05/2023
The Maryland General Assembly Annapolis MD 05/2023 08/2023
The Maryland General Assembly Annapolis MD 08/2023 08/2024
Ameriprise Financial Services, Llc Pittsburg PA 09/2021 05/2023
Drd Pools Ellicott City MD 09/2020 09/2021
Drd Pools Ellicott City MD 05/2018 09/2020
Mount Hebron High School Ellicott City MD 08/2016 05/2018
  • 08/2024 → Present
    Ellicott City, MD
  • 08/2023 → 05/2024
    University Of Maryland
    College Park, MD
  • 05/2023 → 08/2023
    Equitable
    Columbia, MD
  • 08/2022 → 05/2023
    University Of Maryland
    College Park, MD
  • 05/2023 → 08/2023
    The Maryland General Assembly
    Annapolis, MD
  • 08/2023 → 08/2024
    The Maryland General Assembly
    Annapolis, MD
  • 09/2021 → 05/2023
    Pittsburg, PA
  • 09/2020 → 09/2021
    Drd Pools
    Ellicott City, MD
  • 05/2018 → 09/2020
    Drd Pools
    Ellicott City, MD
  • 08/2016 → 05/2018
    Mount Hebron High School
    Ellicott City, MD
Other Businesses

Board of Directors; Voices for Children Board of Directors; Board Member; 8358 Main Street, Second Floor, Ellicott City, MD, 21043; Not Investment-Related; 09/01/2025; 10 to 19 hours per month; 0 during trading hours. Outside Employment; ArtMelia; Co-owner; Illustrating a children's book for a friend who has written a book.; 4640 Tall Maple Court, , Ellicott City, MD, 21043; Not Investment-Related; 05/01/2025; 20 to 39 hours per month; 0 during trading hours / MNC Management Group LLC; Provide services within scope of my role and registration as directed by the Ameriprise Franchise Advisor, William A Morgan III.; Manage advisory business; 6011 University Blvd, , Ellicott City, MD, 21043; Investment-Related; 07/01/2024; 60 hours per month; 60 during trading hours. Other Business Activities; Notary Public; I may provide notary services to individuals outside of Ameriprise clients and staff, whether it is for a fee or without charge.; 4640 Tall Maple Court, , Ellicott City, MD, 21043; Not Investment-Related; 02/01/2026; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-01
  • S66 Uniform Combined State Law Examination
    2025-08-01

View on SEC IAPD

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