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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-06-08
  • NY RA
    APPROVED
    Since 2022-06-08

Branch Locations

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

1203 Ulster Ave, Kingston, NY 12401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Keybank Red Hook NY 01/2010 08/2021
Key Investment Services Llc Brooklyn OH 06/2021 08/2021
Key Investment Services Llc Brooklyn OH 08/2021 05/2022
Key Investment Services Llc Brooklyn OH 05/2022 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-04-27
S65 Uniform Investment Adviser Law Examination 2022-03-31
  • S63 Uniform Securities Agent State Law Examination
    2022-04-27
  • S65 Uniform Investment Adviser Law Examination
    2022-03-31

View on SEC IAPD

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