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Nyya Dennis

Charles Schwab & Co., Inc.

Dallas, TX

CRD 7401856

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-15
  • TX RA
    APPROVED
    Since 2024-05-15

Branch Locations

8401 N Central Expy Suite 110, Dallas, TX 75225-4403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Southlake TX 07/2021 06/2022
Bbva Austin TX 04/2021 07/2021
Frost Bank Austin TX 03/2021 04/2021
Razzoo's Cajun Cafe Round Rock TX 11/2020 03/2021
United States Postal Service Leander TX 09/2020 11/2020
Unemployment Austin TX 03/2020 09/2020
Razzoo's Cajun Cafe Lewisville TX 05/2018 03/2020
Whataburger Denton TX 03/2017 08/2018
University Of North Texas Denton TX 08/2016 05/2020
Charles Schwab & Co., Inc. Dallas TX 05/2022 Present
Charles Schwab Bank, Ssb Dallas TX 05/2024 Present
  • 07/2021 → 06/2022
    Td Ameritrade
    Southlake, TX
  • 04/2021 → 07/2021
    Bbva
    Austin, TX
  • 03/2021 → 04/2021
    Frost Bank
    Austin, TX
  • 11/2020 → 03/2021
    Razzoo's Cajun Cafe
    Round Rock, TX
  • 09/2020 → 11/2020
    United States Postal Service
    Leander, TX
  • 03/2020 → 09/2020
    Unemployment
    Austin, TX
  • 05/2018 → 03/2020
    Razzoo's Cajun Cafe
    Lewisville, TX
  • 03/2017 → 08/2018
    Whataburger
    Denton, TX
  • 08/2016 → 05/2020
    University Of North Texas
    Denton, TX
  • 05/2022 → Present
    Dallas, TX
  • 05/2024 → Present
    Charles Schwab Bank, Ssb
    Dallas, TX
Other Businesses

1) Amazon Flex|Investment Related: No|Distribution|Flex Driver|1/1/2024|20-40 hour/month - 2 during trading hours|I deliver Amazon packages to homes and businesses.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-14
S63 Uniform Securities Agent State Law Examination 2021-11-09
  • S66 Uniform Combined State Law Examination
    2024-05-14
  • S63 Uniform Securities Agent State Law Examination
    2021-11-09

View on SEC IAPD

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