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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-14 |
Branch Locations
8181 Communications Pkwy Bldg A, Floor 04, Plano, TX 75024 • United States
10 S Dearborn St, Floor 11, Chicago, IL 60603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Dallas | TX | 12/2021 | 07/2022 |
| Target | Watauga | TX | 11/2021 | 11/2021 |
| Dallas College | Irving | TX | 08/2020 | Present |
| Td Ameritrade | Southlake | TX | 07/2021 | 08/2021 |
| At&T | Frisco | TX | 10/2020 | 03/2021 |
| U.S Air Force | Barksdale Afb | LA | 03/2019 | 02/2020 |
| U.S Air Force | Jbphh | HI | 02/2016 | 03/2019 |
| Community College Of The Air Force | Montgomery | AL | 09/2015 | 02/2020 |
| Unemployed | Willis | TX | 02/2020 | 08/2020 |
| The Vanguard Group, Inc. | Plano | TX | 01/2023 | 12/2023 |
| Jp Morgan Securities Llc | Plano | TX | 08/2024 | Present |
| J.P. Morgan Chase Bank N.A. | Plano | TX | 08/2024 | Present |
| Uber Eats | Frisco | TX | 08/2021 | 12/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-18 |
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