Benjamin Roman Dzialo

Current Employers

Foundations Investment Advisors Llc

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2025-12-16
NY	RA	APPROVED	2024-05-30

CT RA
APPROVED

Since 2025-12-16
NY RA
APPROVED

Since 2024-05-30

Branch Locations

1266 E Main St Suite# 700, Stamford, CT 06902 • United States

Bayville, NY • United States

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Abbey Capital (Us) Llc	New York	NY	03/2016	02/2017
Alt Fund Distributors Llc	New York	NY	03/2017	02/2024
Foundations Investment Advisors, Llc	Phoenix	AZ	05/2024	Present
Help To Retire Group	West Springfield	MA	05/2024	Present

03/2016 → 02/2017

Abbey Capital (Us) Llc

New York, NY
03/2017 → 02/2024

Alt Fund Distributors Llc

New York, NY
05/2024 → Present

Foundations Investment Advisors, Llc

Phoenix, AZ
05/2024 → Present

Help To Retire Group

West Springfield, MA

Other Businesses

COMBINED BENEFITS UNITED; INVESTMENT RELATED; 77 WATER ST. HALLOWELL, ME 04347; INSURANCE AGENT; MARKET AND INSURANCE SOLUTIONS; START DATE: 05/01/2024; 120 HOURS/MONTH, 2-3 HOURS/DAY DURING TRADING.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2005-03-23

S63 Uniform Securities Agent State Law Examination

2005-03-23

Designations

Other Names

Ben Dzialo

View on SEC IAPD

Current Employers

Foundations Investment Advisors Llc

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Names

Other Firms

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