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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-16 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
1 Cowboys Way, Frisco, TX 75034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Westlake | TX | 01/2024 | 09/2025 |
| Denton Antique Gallery | Denton | TX | 09/2022 | 12/2023 |
| Amazon | Seattle | WA | 05/2022 | 08/2022 |
| University Of North Texas | Denton | TX | 11/2021 | 05/2022 |
| Spectrum Financial Group | Dallas | TX | 06/2021 | 08/2021 |
| Walgreens | Denton | TX | 12/2020 | 05/2021 |
| University Of North Texas | Denton | TX | 01/2021 | 04/2021 |
| Buffalo Valley Event Center | Denton | TX | 04/2018 | 07/2019 |
| Mcdonalds | Denton | TX | 01/2018 | 04/2018 |
| Mcdonalds | Denton | TX | 02/2017 | 07/2017 |
| University Of North Texas | Denton | TX | 08/2019 | 12/2022 |
| Krum High School | Krum | TX | 01/2014 | 05/2019 |
| Denton Antique Gallery | Denton | TX | 02/2022 | 01/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Frisco | TX | 10/2025 | Present |
I*2990268 Entity Type: Entity For Profit Name of OBA: Daily Finds Address: Denton, Texas, 76207 Investment Related: No Position, Title, Association: Employee Employee Start Date: 02/01/2022 Number of Hours: 10, Monthly Number of Hours during trading: 0, Monthly Duties: Buying, Trading, Selling Antiques Buy and Sell Antiques on weekends
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-16 |
| S63 | Uniform Securities Agent State Law Examination | 2024-04-25 |
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