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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-07-28
CA RA APPROVED 2023-06-05
TX RA APPROVED_RES 2023-06-04
  • NC RA
    APPROVED
    Since 2026-07-28
  • CA RA
    APPROVED
    Since 2023-06-05
  • TX RA
    APPROVED_RES
    Since 2023-06-04

Branch Locations

Statesville, NC • United States

8141 2Nd St, #215, Downey, CA 90241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mainstreet Asset Management, Llc Anaheim CA 09/2008 12/2016
Gradient Securities, Llc Arden Hills MN 05/2013 05/2023
Tkachyk Finance & Insurance Services, Inc. Downey CA 10/2011 Present
Lpl Financial Downey CA 05/2023 Present
  • 09/2008 → 12/2016
    Mainstreet Asset Management, Llc
    Anaheim, CA
  • 05/2013 → 05/2023
    Arden Hills, MN
  • 10/2011 → Present
    Tkachyk Finance & Insurance Services, Inc.
    Downey, CA
  • 05/2023 → Present
    Lpl Financial
    Downey, CA
Previous Registrations
  • 2017-01-06 → 2023-05-12
    Arden Hills, MN
    Downey, CA
  • 2008-10-07 → 2016-12-31
    Mainstreet Asset Management, Llc
    Anaheim, CA
  • 2004-05-04 → 2007-10-05
    Fullerton, CA
    Fullerton, CA
  • 2001-04-04 → 2003-05-21
    National Planning Corporation
    Culver City, CA
Other Businesses

1- 01/1999 / National Life of Vermont and Life of the Southwest / Non-Variable Insurance / Investment Related / 3HRS Pr Mnth & 10 Time Spnt Prcnt 2- 01/2021 / Bluesky distillery / Businss Owner / Non Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-02-02
S63 Uniform Securities Agent State Law Examination 1998-10-02
  • S66 Uniform Combined State Law Examination
    2001-02-02
  • S63 Uniform Securities Agent State Law Examination
    1998-10-02
Other Names
  • John Meneses Tan
  • John Tan

View on SEC IAPD

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