Best Investors Account Sign in
Inactive

Kristopher Lee Koenig

Prime Capital Financial

Overland Park, KS

Claim This Profile
Current Employers
Prime Capital Financial

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-01-21
KS RA APPROVED 2017-07-20
  • TX RA
    APPROVED_RES
    Since 2021-01-21
  • KS RA
    APPROVED
    Since 2017-07-20

Branch Locations

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 05/2016 04/2018
Frankly Basic, Inc Kansas City MO 10/2005 05/2017
Lawing Financial Overland Park KS 08/2016 10/2017
Prime Capital Investment Advisors, Llc\ Overland Park KS 07/2017 Present
Private Client Services Louisville KY 04/2018 10/2019
  • 05/2016 → 04/2018
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 10/2005 → 05/2017
    Frankly Basic, Inc
    Kansas City, MO
  • 08/2016 → 10/2017
    Lawing Financial
    Overland Park, KS
  • 07/2017 → Present
    Prime Capital Investment Advisors, Llc\
    Overland Park, KS
  • 04/2018 → 10/2019
    Private Client Services
    Louisville, KY
Previous Registrations
  • 2016-08-01 → 2017-10-13
    Lawing Financial Inc
    Overland Park, KS
Other Businesses

1) RED SHOE SOCIETY. 2502 CHERRY ST, KANSAS CITY, MO 64108. CHARITY. BOARD MEMBER. 2 HOURS/MO; 0 DURING TRADING HOURS. 2) SFERA, 626 NW KAY DRIVE, LEE'S SUMMIT, MO 64063, NON-INVESTMENT RELATED, REAL ESTATE CONSULTANT, 2 HOURS PER MONTH, 2 HOURS PER MONTH DURING TRADING HOURS, REFERRING BUYS AND SELLERS OF REAL ESTATE TO REAL ESTATE AGENTS AND SERVICE PROVIDERS 3) HIBOY, NON-INVESTMENT RELATED, 16721 E Gudgell RD Independence, MO 64055, MAINTENANCE WORKER, 6/2020, <5 HOURS PER MONTH, 0 HOURS PER MONTH DURING TRADING HOURS, PERFORM MAINTENANCE WORK AS NEEDED FOR FAMILY OWNED RESTAURANT 4) CHILDREN'S MERCY HOSPITAL/PLANNED GIVING COUNCIL, 2401 GILLHAM RD, KANSAS CITY, MO 64108, NON-INVESTMENT RELATED, MEMBER OF COUNCIL, 11/02/2020, <1 HOUR PER MONTH, <1 HOUR PER MONTH DURING TRADING HOURS, DUTIES INCLUDE MEETING ATTENDANCE FOR PLANNING PURPOSES 5) PCRM, LLC doing business as Prime Capital Risk Management, investment-related, 6201 College Blvd., Suite #150, Overland Park, KS 66211, fixed-insurance products, insurance agent, 02/2021, 10 hrs./mo., 10 hrs., 10 hours during trading sale and service of fixed-insurance products, including through non-affiliated Insurance Marketing Organizations (IMOs). 6)CHHSZ HOLDINGS, LLC, INVESTMENT-RELATED, 6201 COLLEGE BLVD SUITE #150, OVERLAND PARK, KS 66211, CHHSZ HOLDINGS, LLC IS A LIMITED LIABILITY COMPANY,"LLC" FORMED IN OCTOBER, 2019 UNDER THE LAWS OF THE STATE OF DELWARE. CHHSZ HOLDINGS, LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC ("PCIA"), A FEDERALLY REGISTERED INVESTMENT ADVISER, MEMBER, <1 HOUR PER MONTH, <1 HOUR PER MONTH DURING TRADING HOURS, MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY) SERVICES AS AN IAR OF PCIA.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-28
S63 Uniform Securities Agent State Law Examination 2005-05-09
  • S66 Uniform Combined State Law Examination
    2016-06-28
  • S63 Uniform Securities Agent State Law Examination
    2005-05-09
Other Names
  • Kris Lee Koenig
  • Kris Lee Koenig

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Overland Park, KS

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor