Kristopher Lee Koenig

Employer firm

Prime Capital Financial CRD 288712

$39.1B regulatory AUM 1,816 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 04/2018
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 10/2005 → 05/2017
  Frankly Basic, Inc
  Kansas City, MO
• 08/2016 → 10/2017
  Lawing Financial
  Overland Park, KS
• 07/2017 → Present
  Prime Capital Investment Advisors, Llc\
  Overland Park, KS
• 04/2018 → 10/2019
  Private Client Services
  Louisville, KY

Previous Registrations

• 2016-08-01 → 2017-10-13
  Lawing Financial Inc
  Overland Park, KS

Other Businesses

1) RED SHOE SOCIETY. 2502 CHERRY ST, KANSAS CITY, MO 64108. CHARITY. BOARD MEMBER. 2 HOURS/MO; 0 DURING TRADING HOURS. 2) SFERA, 626 NW KAY DRIVE, LEE'S SUMMIT, MO 64063, NON-INVESTMENT RELATED, REAL ESTATE CONSULTANT, 2 HOURS PER MONTH, 2 HOURS PER MONTH DURING TRADING HOURS, REFERRING BUYS AND SELLERS OF REAL ESTATE TO REAL ESTATE AGENTS AND SERVICE PROVIDERS 3) HIBOY, NON-INVESTMENT RELATED, 16721 E Gudgell RD Independence, MO 64055, MAINTENANCE WORKER, 6/2020, <5 HOURS PER MONTH, 0 HOURS PER MONTH DURING TRADING HOURS, PERFORM MAINTENANCE WORK AS NEEDED FOR FAMILY OWNED RESTAURANT 4) CHILDREN'S MERCY HOSPITAL/PLANNED GIVING COUNCIL, 2401 GILLHAM RD, KANSAS CITY, MO 64108, NON-INVESTMENT RELATED, MEMBER OF COUNCIL, 11/02/2020, <1 HOUR PER MONTH, <1 HOUR PER MONTH DURING TRADING HOURS, DUTIES INCLUDE MEETING ATTENDANCE FOR PLANNING PURPOSES 5) PCRM, LLC doing business as Prime Capital Risk Management, investment-related, 6201 College Blvd., Suite #150, Overland Park, KS 66211, fixed-insurance products, insurance agent, 02/2021, 10 hrs./mo., 10 hrs., 10 hours during trading sale and service of fixed-insurance products, including through non-affiliated Insurance Marketing Organizations (IMOs). 6)CHHSZ HOLDINGS, LLC, INVESTMENT-RELATED, 6201 COLLEGE BLVD SUITE #150, OVERLAND PARK, KS 66211, CHHSZ HOLDINGS, LLC IS A LIMITED LIABILITY COMPANY,"LLC" FORMED IN OCTOBER, 2019 UNDER THE LAWS OF THE STATE OF DELWARE. CHHSZ HOLDINGS, LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC ("PCIA"), A FEDERALLY REGISTERED INVESTMENT ADVISER, MEMBER, <1 HOUR PER MONTH, <1 HOUR PER MONTH DURING TRADING HOURS, MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY) SERVICES AS AN IAR OF PCIA.

Exams

• S66 Uniform Combined State Law Examination
  2016-06-28
• S63 Uniform Securities Agent State Law Examination
  2005-05-09

Other Names

• Kris Lee Koenig
• Kris Lee Koenig