Daily Katherine Erickson

Current Employers

Associated Investment Services, Inc.

433 Main Street, Green Bay, WI 54301-5114 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2023-02-13

WI RA
APPROVED

Since 2023-02-13

Branch Locations

8683 Highway 51, Minocqua, WI 54548 • United States

750 Viking Drive, Reedsburg, WI 53959 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
U.S. Bank	Saint Germain	WI	06/2019	06/2021
U.S. Bancorp Investments, Inc.	Saint Germain	WI	06/2021	03/2022
Murmuring Water Lodge	St. Germain	WI	06/2019	Present
Commerce Bank	Normal	IL	10/2015	06/2017
U.S. Bank	Minocqua	WI	06/2017	09/2018
U.S. Bank	St.GErmain	WI	09/2018	12/2019
Associated Investment Services, Inc.	Green Bay	WI	04/2022	Present

06/2019 → 06/2021

U.S. Bank

Saint Germain, WI
06/2021 → 03/2022

U.S. Bancorp Investments, Inc.

Saint Germain, WI
06/2019 → Present

Murmuring Water Lodge

St. Germain, WI
10/2015 → 06/2017

Commerce Bank

Normal, IL
06/2017 → 09/2018

U.S. Bank

Minocqua, WI
09/2018 → 12/2019

U.S. Bank

St.GErmain, WI
04/2022 → Present

Associated Investment Services, Inc.

Green Bay, WI

Other Businesses

Murmuring Waters Lodge, 8105 Patti's Place, St. Germain, WI 54558; Not Investment-Related; Restaurant/Tavern; Bartender; Started 06/15/2019; Approximately 25 hours/ month, none during trading hours; make drinks, deliver food.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-01-28
S63	Uniform Securities Agent State Law Examination	2021-10-16

S66 Uniform Combined State Law Examination

2023-01-28
S63 Uniform Securities Agent State Law Examination

2021-10-16