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Current Employers
Pfg Advisors

3200 N. Central Ave Suite #200, Phoenix, AZ 85012 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-06-04
  • AZ RA
    APPROVED
    Since 2024-06-04

Branch Locations

1640 W. Thomas Road, Phoenix, AZ 85015 • United States

254 E Highway 260, Payson, AZ 85541 • United States

1270 N. Dysart Road, Goodyear, AZ 85395 • United States

15613 W Bell Road, Surprise, AZ 85374 • United States

18559 N 59Th Avenue, Glendale, AZ 85308 • United States

15458 N. 28Th Ave., Phoenix, AZ 85053 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Anthem AZ 06/2021 05/2023
Wells Fargo Bank, Na Anthem AZ 06/2021 05/2023
Nexus 21, Inc. Scottsdale AZ 08/2015 12/2019
Unemployed Phoenix AZ 01/2020 06/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Peoria AZ 06/2023 05/2024
Lanza Av Phoenix AZ 01/2021 05/2021
Bank Of America, N.A. Peoria AZ 07/2023 05/2024
Securities America, Inc. Phoenix AZ 05/2024 06/2024
Pfg Advisors Phoenix AZ 05/2024 Present
Osaic Wealth, Inc. Phoenix AZ 06/2024 11/2025
United Planners Scottsdale AZ 11/2025 Present
Mark Nickles Phoenix AZ 11/2021 Present
  • 06/2021 → 05/2023
    Anthem, AZ
  • 06/2021 → 05/2023
    Wells Fargo Bank, Na
    Anthem, AZ
  • 08/2015 → 12/2019
    Nexus 21, Inc.
    Scottsdale, AZ
  • 01/2020 → 06/2021
    Unemployed
    Phoenix, AZ
  • 06/2023 → 05/2024
    Peoria, AZ
  • 01/2021 → 05/2021
    Lanza Av
    Phoenix, AZ
  • 07/2023 → 05/2024
    Bank Of America, N.A.
    Peoria, AZ
  • 05/2024 → 06/2024
    Securities America, Inc.
    Phoenix, AZ
  • 05/2024 → Present
    Phoenix, AZ
  • 06/2024 → 11/2025
    Osaic Wealth, Inc.
    Phoenix, AZ
  • 11/2025 → Present
    United Planners
    Scottsdale, AZ
  • 11/2021 → Present
    Mark Nickles
    Phoenix, AZ
Previous Registrations
Other Businesses

1.) PFG ADVISORS, LLC - FINANCIAL ADVISOR - REGISTERED INVESTMENT ADVISOR - PHOENIX, AZ - SINCE 05/2024 - INVESTMENT RELATED 2.) COPPER STATE WEALTH MANAGEMENT - FINANCIAL ADVISOR - DBA NAME FOR MARKETING PURPOSES ONLY - PHOENIX, AZ - SINCE 05/2024 - INVESTMENT RELATED 3.) MARK NICKLES - INSURANCE AGENT - NON-VARIABLE INSURANCE - PHOENIX, AZ - SINCE 11/2021 - INVESTMENT RELATED

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-04
  • S66 Uniform Combined State Law Examination
    2021-11-04
Other Names
  • Mark Phillip Nickles Jr
  • Mark Phillip Nickles
  • Mark Phillip Nickles

View on SEC IAPD

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