Rochelle Lea Murphy

Wells Fargo Clearing Services, LLC

Sioux Falls, SD

Sioux Falls, SD

Sioux Falls, SD

Sioux Falls, SD

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Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-02-26
SD	RA	APPROVED	2013-02-04

TX RA
APPROVED_RES

Since 2025-02-26
SD RA
APPROVED

Since 2013-02-04

Branch Locations

2800 E 26Th St, Sioux Falls, SD 57103 • United States

527 Main Ave, Brookings, SD 57006 • United States

1801 S Minnesota Ave, Sioux Falls, SD 57105 • United States

5300 W 41St St, Sioux Falls, SD 57106 • United States

6100 S Old Village Pl Ste 200 [Qu-Rbo], Sioux Falls, SD 57108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank Na	Sioux Falls	SD	01/2013	Present
Wells Fargo Advisors Llc	Sioux Falls	SD	01/2013	11/2016
Wells Fargo Clearing Services, Llc	Sioux Falls	SD	11/2016	Present

01/2013 → Present

Wells Fargo Bank Na

Sioux Falls, SD
01/2013 → 11/2016

Wells Fargo Advisors Llc

Sioux Falls, SD
11/2016 → Present

Wells Fargo Clearing Services, Llc

Sioux Falls, SD

Previous Registrations

2011-07-18 → 2013-01-08

Cetera Investment Services Llc

Sioux Falls, SD
2010-10-07 → 2011-06-28

Spectrum Capital, Llc

Sioux Falls, SD
2005-12-02 → 2010-04-19

Wells Fargo Investments, Llc

Sioux Falls, SD

Sioux Falls, SD

Sioux Falls, SD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-11-30

S66 Uniform Combined State Law Examination

2005-11-30

Other Names

Rochelle Lea Dressen

View on SEC IAPD

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